Free SIE diagnostic

Free SIE practice test

20 questions from all four sections in 25 minutes. Then your score by section and a short lesson on the one to fix first.

  • Weighted like the real exam: most questions on products and their risks.
  • Four choices each, no penalty for guessing. No account.
  • Answer or skip. This short test moves forward only.

The real SIE

SectionScored questions
Knowledge of Capital Markets12 (16%)
Understanding Products and Their Risks33 (44%)
Understanding Trading, Customer Accounts and Prohibited Activities23 (31%)
Overview of the Regulatory Framework7 (9%)

75 scored questions plus 5 unscored ones you cannot tell apart, in 1 hour 45 minutes. Four choices each, no penalty for guessing.

How the SIE is scored

FINRA reports a scaled score, and 70 passes. Scores are equated across exam forms, so 70 is not simply 70% right. This diagnostic shows the share you got right in each section, which is where to start.